Financial Controls in the Church

From Bill Minchin at the 2006 Troy, NY Boot Camp

  • There needs to be intentionality about financial issues in the church
  • Preaching the gospel does not make you exempt from financial mis-deeds
  • Financial controls – process
    • designed to provide reasonable assurance that a church’s business affairs are being handled appropriate
    • adherence to God’s law and principes
  • 2 major components
    • Separation of Duties – separate physical handling of assets with responsibility to handle accounting
    • Independent Verification – have two people involved in every function, especially counting cash and signing checks

Lessons Learned

  • Counting and handling of income – 2 persons involved in all transactions
  • All income goes through church account, not just tithe received in Sunday service. Eg. donations for food at membership class, money received at youth group car wash fundraiser
  • Check signers should have no financial responsibilities
  • Bank reconciliation done by other person
  • Independent oversight by board or committee
    • Who is asking the important questions?
      • Are the mortgage payments being made on time and properly?
      • Bank reconciliation – are records up to day? is it being done every month? Is it accurate?
      • Has legal counsel been utilized in the last 6 months?
      • Has the church received any threatening correspondence?
      • Have there been any expenses over a certain limit?
  • Provide user-friendly financial report to ministry leaders and congregation
  • Get outside independent CPA audit
  • Have procedures in written form
  • Background checks and confidentiality agreements
    • No secrets, but we’re a family – there are things that are wise to keep in the family

Process

  1. Create budget
    • Vision-driven
    • Create standardized worksheets and account codes
  2. Have volunteer counters
    • Minimum 2
    • Records on form
  3. Business office enters numbers into accounting software
    • All income!
  4. Expenses
    • Tries to give priority to personal reimbursements
    • Large checks require elder signature
  5. Bank reconciliation
    • Physically get mailed to elder’s home
    • Elder reviews bank reconciliation
  6. Monthly reports provided to church and ministry heads
  7. Quarterly audits

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